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Compliance Manager - Insurance 12 months contract

  • Location: Singapore
  • Salary: Negotiable per month
  • Job Type:Contract

Posted about 1 month ago

  • Sector: Insurance
  • Function: Legal
  • Contact: Enkhtur Maini
  • Duration: 12 months
  • Expiry Date: 04 April 2024
  • Job Ref: JN -032024-484058
  • 12 months contract, extendable
  • Insurance compliance Singapore: market conduct, financial advisory act, licensing matters,
  • 5 years plus experience in regulatory compliance and reporting
  • Good understanding of Insurance products and business
  • Great salary and benefits

The Job scope is as below:

Conduct investigations in relation to market misconduct complaints and follow-up actions;

Perform market conduct compliance reviews, monitor and implement follow[1]up actions;

  • Liaise with the Regulator and relevant Government Agencies;
  • Maintain and revise policies and procedures for the general operation of distribution compliance activities;
  • Assist in the preparation of Compliance reporting relevant for Compliance meetings;
  • Cover duties of team leader and members in his/her absence; and
  • Any other ad-hoc duties and projects assigned by the Head of Distribution Compliance and or Head of Compliance Advisory for Insurance

Knowledge and Experience

Degree holder preferably with a legal background with strong experience in regulatory and financial crime compliance, prior experience with large insurance companies , Financial Advisory firms /or financial institutions in Singapore is a must.

  • Significant experience in the financial services industry particularly handling compliance advisory across a wide spectrum of activities involving licensing/ distribution of Life Insurance, Unit Trust, other investment products.
  • Excellent communication and inter-personal skills, with experience of dealing with stakeholders at all levels including the capacity to articulate the case for risk management and policy in the language of business.
  • Experience of dealing with regulatory matters and confident interaction with Regulators.
  • Experience of working within a matrixed environment preferred including reporting internationally.
  • Excellent negotiation & influencing skills with the ability to engage diverse set of audience both internal as well as external.
  • Experience with internal audit function would be an added advantage.
  • Prior work experience with enforcement agencies conducting investigation or conducting internal audit review is a strong preference.

If you are interested in this position, please feel free to drop me a message and send your CV over to emaini@argyllscott.sg

Argyll Scott Asia is acting as an Employment Business in relation to this vacancy.