- 12 months contract, extendable
- Insurance compliance Singapore: market conduct, financial advisory act, licensing matters,
- 5 years plus experience in regulatory compliance and reporting
- Good understanding of Insurance products and business
- Great salary and benefits
The Job scope is as below:
Conduct investigations in relation to market misconduct complaints and follow-up actions;
Perform market conduct compliance reviews, monitor and implement follow[1]up actions;
- Liaise with the Regulator and relevant Government Agencies;
- Maintain and revise policies and procedures for the general operation of distribution compliance activities;
- Assist in the preparation of Compliance reporting relevant for Compliance meetings;
- Cover duties of team leader and members in his/her absence; and
- Any other ad-hoc duties and projects assigned by the Head of Distribution Compliance and or Head of Compliance Advisory for Insurance
Knowledge and Experience
Degree holder preferably with a legal background with strong experience in regulatory and financial crime compliance, prior experience with large insurance companies , Financial Advisory firms /or financial institutions in Singapore is a must.
- Significant experience in the financial services industry particularly handling compliance advisory across a wide spectrum of activities involving licensing/ distribution of Life Insurance, Unit Trust, other investment products.
- Excellent communication and inter-personal skills, with experience of dealing with stakeholders at all levels including the capacity to articulate the case for risk management and policy in the language of business.
- Experience of dealing with regulatory matters and confident interaction with Regulators.
- Experience of working within a matrixed environment preferred including reporting internationally.
- Excellent negotiation & influencing skills with the ability to engage diverse set of audience both internal as well as external.
- Experience with internal audit function would be an added advantage.
- Prior work experience with enforcement agencies conducting investigation or conducting internal audit review is a strong preference.
If you are interested in this position, please feel free to drop me a message and send your CV over to emaini@argyllscott.sg
Argyll Scott Asia is acting as an Employment Business in relation to this vacancy.
