Legal & Compliance jobs

• Negotiable
• Posted 6 days ago

My client, a multinational investment bank is looking for an Equities Compliance Manager to join the team. Responsibilities Provide advice on regulatory requirements and compliance issues Help manage contacts and relationships with regulators and handle related regulatory enquiries Maintain and u...

• Hong Kong
• Negotiable
• Posted 16 days ago

My client, an investment bank with business coverage in multiple jurisdictions is looking for a Central Compliance Manager to join the team. Responsibilities Lead the team to handle SFC licensing matters, including license applications, terminations, notifications and submission of Annual Returns...