Back to Job Search

VP, Control Room

  • Location: Hong Kong, Central and Western District
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted 7 days ago

My client, a leading full-service financial institution with fast-expanding business in Asia across sales & trading, corporate finance, capital markets, asset management and wealth management, is looking for a VP, Control Room.

Responsibilities

  • Maintain Watch List and Restricted List to ensure compliance with applicable laws, regulations, and policies
  • Manage Chinese Wall policy and procedures, including executing wall crossings where appropriate
  • Review and update Control Room-related policies and procedures according to regulatory changes
  • Support IBD and Research compliance advisory work
  • Provide relevant internal training to promote a compliance culture

Requirements

  • Degree holder with at least 5 years of experience in compliance or Control Room function
  • Familiar with information barrier regulations
  • Self-starter, detail-oriented, good communication skills
  • Good command of written and spoken English and Chinese (including Mandarin)

For more information, please feel free to contact Calvin Chan at +852 3695 5186 or send your CV to cchan@argyllscott.com.hk

#LI-CC1