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Head of Compliance, SEA

  • Location: Singapore
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted 25 days ago

My client, an established investment bank in the region is looking for a Head of Compliance, SEA to join the team in Singapore.

Responsibilities

  • Set the policies and procedures for legal and regulatory requirements for the entities in Singapore and the region.
  • Maintain and strengthen corporate governance and oversee the delivery of a strong regulatory compliance program for relevant entities.
  • Manage the compliance risks of the business in the region and ensure incidents and handled appropriately.
  • Advise business and senior management on the Compliance issues arising out of new business, products and markets as well as BAU operational activities.

Requirements

  • Degree holder with at least 15 years of experience in financial services compliance.
  • Sound knowledge of the regulatory requirements of securities brokerage, capital markets, corporate finance, and private equity businesses in the region.
  • Fluent in written and oral English

Please feel free to contact Calvin Chan at cchan@argyllscott.com.hk for more information or apply for the job.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.