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Compliance Senior Manager, Asia Investment Management

  • Location: Hong Kong S.A.R
  • Salary: Negotiable per annum
  • Job Type:Permanent

Posted 21 days ago

Argyll Scott is partnering with an international asset management business to look for a new high calibre distribution compliance senior manager/associate director to join the team.

Responsibilities

  • Implement distribution compliance procedures and policies
  • Review Asia market material review platform and cross border marketing activities
  • Supervise compliance team in different business units
  • Monitor Asia marketing review standards as well as implementation of Asia marketing initiatives
  • Provide expert advice on FATCA/CRS/AML/KYC related matters in Asia.
  • Supervise the distribution framework in Asia from compliance perspective
  • Provide advice on ad hoc compliance matters

Requirements

  • Recognized degree holder with 6 years above relevant experience gained in audit, financial intermediaries or regulator.
  • Experience working in asset management firm, wealth management firms or regulatory bodies preferred
  • Knowledge of investment industry and international financial markets.
  • Knowledge of SFC Codes and marketing guidelines.
  • Strong English written and verbal communication skills.

Please directly apply or reach out to Karen Yung at kyung <@> argyllscott.com.hk for this opportunity.

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