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Compliance Manager - Asset Management

  • Location: Hong Kong S.A.R
  • Salary: Negotiable per year
  • Job Type:Permanent

Posted over 3 years ago

A fast-growing asset manager with offices globally is looking for an all-rounded Compliance Manager in asset management to join the team to support the expanding business.

Responsibilities

  • Provide advice on compliance issues and regulatory requirements.
  • Draft and review compliance-related policies and templates to follow regulatory requirements and updates.
  • Perform KYC/ CDD/ AML review and monitoring.
  • Communicate and liaise with regulators.

Requirements

  • Degree holder with more than 5 years of experience in compliance in asset management.
  • All-rounded compliance knowledge in AML and regulatory compliance, willing to work in a small team.
  • Familiar with SFC regulations, exposure in other regions is a plus.
  • Good command of written and spoken English.

For more information, please feel free to contact Calvin Chan at +852 3695 5186 or send your CV to cchan <at>argyllscott.com.hk

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