Our Client is a leading mobile Fin tech company that provides an -enabled platform that enables anyone to easily access financial services. The company has offices throughout SEA and has been in Thailand for 4 years. A great company to work for that provides flexible working hours, a dynamic and outgoing environment as well as fast career growth on a regional level.
The Compliance Officer will oversee the AML/KYC Program and function as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. This position will be accountable for the development, implementation and maintenance of the company 2019 AML program; for the analysis and management of AML and terrorist financing risk; for meeting regulatory obligations in a timely manner; and for the proactive implementation of best practices and improvements to the company 2019 compliance approach.
Responsibilities
- Pursuing company-wide compliance with anti-money laundering (AML) and Know Your Customer (KYC) policies and regulations
- Support the implementation of new regulations from Bank of Thailand or modifications to existing regulations
- Conduct enhanced due diligence of customers and document and file research outcomes
- Ensure that significant AML-related activities are performed in a timely manner and that issues are addressed and escalated as required
- Design risk-based rules and investigate suspicious activity when flagged by the system
- Assist in the development of compliance-related systems and services
- Identify and/or coordinate the implementation of process improvements relating to KYC, transaction monitoring and AML investigations
- Support compliance audits, review audit and examination reports, and ensure that findings and recommendations are understood and addressed as needed
- File required regulatory reports
Qualifications
- Bachelor's degree required, background in Law or Finance is strongly preferred
- 4+ years experience in financial services and AML
- Understanding of AML in several of the following areas: AML investigation workflows and case management, KYC/CIP/CDD, transaction monitoring, and suspicious activity reporting
- Demonstrated leadership and team work experience
- A track-record of getting things done - drive, ownership and execution are core to our culture at coins.co.th
- Excellent written and oral communication skills
- Thai and English language skills
If you are interested in exploring this role further, please send your resume to Robert Gray at rgray@argyllscott.co.th or call directly on +66 02 107 2566 for a confidential discussion.
